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Securities regulation in the United States
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201	Received by NSD/FARA Registration Unit:12:42 PM OMB No; Expires April 30,2017 u.s. Department of justice Washington, DC 20530 Add to Reading List Source URL: www.fara.gov Language: English - Date: 2015-03-09 12:51:01 SEC filings United States securities law Regulation S-K Lobbying in the United States Foreign Agents Registration Act Politics of the United States
202	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 5, 2015 Admin. Proc. File No Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-05 16:58:16 Finance Financial Industry Regulatory Authority Securities regulation in the United States U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization Security Broker-dealer United States securities law Financial economics Financial system
203	Received by NSD/FARA Registration Unit:46:04 PM . o 0MB No; Expires April 30,2017 Add to Reading List Source URL: www.fara.gov Language: English - Date: 2015-01-13 15:42:29 Politics of the United States Foreign agent United States securities law Regulation S-K SEC filings Foreign Agents Registration Act Lobbying in the United States
204	Microsoft Word - Policy 10 - Insider Trading - FINAL.docx Add to Reading List Source URL: wwwext.amgen.com Language: English - Date: 2015-04-08 18:32:26 Financial economics Financial system Corruption Insider trading SEC Rule 10b5-1 SEC Rule 10b-5 Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission United States securities law Economics Stock market
205	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION March 20, 2015 In the Matter of Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-20 06:09:49 United States Securities and Exchange Commission U.S. Securities and Exchange Commission OTC Markets Group Securities and Exchange Commission Government Financial regulation Corporate governance Israel Securities Authority Securities regulation in the United States United States securities law 73rd United States Congress Securities Exchange Act
206	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.CADMINISTRATIVE PROCEEDINGS RULINGS Release NoApril 24, 2015 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-24 14:27:25 U.S. Securities and Exchange Commission Securities Act Financial regulation Government Great Depression in the United States SEC filings United States securities law Corporate crime
207	Advised Retirement Account-Bank Deposit Sweep Program Core Account Investment Vehicle Interest Chart The rates for the Advised Retirement Account-Bank Deposit Sweep Program as of Jan. 1, 2012, are set forth below; intere Add to Reading List Source URL: www.securitiesamerica.com Language: English - Date: 2012-09-04 23:47:11 Banking Investment Bank regulation in the United States Federal Deposit Insurance Corporation Federal funds rate Federal Reserve System Bank Securities Investor Protection Corporation Deposit account Financial economics Finance Business
208	LAWS OF MALAYSIA Act A1305 SECURITIES COMMISSION (AMENDMENT) ACT 2007 Coming into force: 28 September 2007 – P.U.(B – all the provisions of the Act comes into operation except for section 7 of the Act in re Add to Reading List Source URL: www.sc.com.my Language: English - Date: 2013-09-25 08:24:36 United States Securities and Exchange Commission United States securities law Securities regulation in the United States Sexual Offences (Amendment) Act 73rd United States Congress
209	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 2, 2015 Admin. Proc. File No Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-02 16:48:17 Financial regulation Financial system Business Financial Industry Regulatory Authority OTC Bulletin Board U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Self-regulatory organization United States securities law 73rd United States Congress United States Securities and Exchange Commission
210	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 4, 2015 Admin. Proc. File No Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-04 12:27:49 Finance Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities regulation in the United States Securities Exchange Act Registered representative Broker-dealer General Securities Principal Exam SEC Rule 10b-5 United States securities law Financial economics Financial system

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